We allow our clients to send their trades in various levels:

• Individually Registered
• Plan Level Omnibus (for plan accounts)
• Super Omnibus

This allows our clients complete flexibility to trade at a level that is right for them.

The advantages:

• At all times the account will be registered to our client as a FBO account with heir designated custodian or trustee;
• When accounts are individually registered at the fund company, the fund company is responsible for certain compliance functions such as redemption fees;
• For Plan Level Omni-bus accounts the assets of the plan are not commingled with any other accounts providing greater security of assets, easier trading and reconciliation.